Journal of Business and entrepreneurial
January March Vol. 6 - 1 - 2022
http://journalbusinesses.com/index.php/revista
e-ISSN: 2576-0971
journalbusinessentrepreneurial@gmail.com
Receipt: 04 March 2021
Approval: 09 June 2021
Page 1-16
Governance in the health sector
Gobernanza en el sector salud
Alvaro Fernando Lopez Cazorla
*
ABSTRACT
The objective of the article was to analyze the functioning of
governance in the health sector in the global and national
context; the starting point was a diagnostic Literature Review
(RSL) using scientific and institutional articles. The problem is
approached from the existence of an evident lack of conceptual
coherence in the use of the terms governability and governance
(considered synonymous with "governance") in Latin America,
both in social and political sciences, as well as in the health
domain. This is expressed with wide dynamics in a different
understanding of the term governance by researchers, a
heterogeneous use in academic circles. Governance constitutes
a social fact in itself and can be analyzed from a non-normative
and non-prescriptive approach. In itself, it is not a search for a
"new model of public management" that is "desirable to
promote". There cannot be more or less governance. Every
society is endowed with "governance", the characteristics of
which evolve over time. There are therefore numerous forms
of governance, in history, but still in the present. These different
forms can be analyzed and interpreted. They can be described
and broken down into their constituent elements in order to
understand how they function. To this end, the development of
a methodology of analysis that allows the passage between an
interpretative framework and empirical observation is
proposed.
Keywords: Health Services, Public Health Policies, Social
Security, Government Programs.
*
Doctor Universidad Cesar Vallejo, Lima, Perú,
alvarolopez518@gmail.comm, https://orcid.org/0000-0003-3963-5786
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
2
RESUMEN
El objetivo del articulo ha sido analizar el funcionamiento de la gobernanza en el sector salud en
el contexto mundial y nacional; se parte de un diagnóstico de Revisión de la Literatura (RSL)
empleando artículos científicos e institucionales. El problema se aborda desde la existencia de
una evidente ausencia de coherencia conceptual en el uso de los términos gobernabilidad y
gobernanza (considerado sinónimo de "gobernancia") en América Latina, tanto en ciencias
sociales y políticas, como en el dominio de la salud. Lo indicado se expresa con amplia dinámica
en una distinta comprensión del término gobernanza por parte de los investigadores, un uso
heterogéneo en ámbitos académicos. La gobernanza constituye un hecho social en mismo y
puede ser analizada a partir de una aproximación no normativa y no prescriptiva. En sí, no se
trata entonces de una búsqueda de un "nuevo modelo de gestión pública" que sea "deseable de
impulsar". No puede haber mayor o menor gobernanza. Toda sociedad esta dotada de una
"gobernanza", cuyas características evolucionan en el tiempo. Existen entonces numerosas
formas de gobernanza, en la historia, pero aun en el presente. Estas diferentes formas pueden
ser objeto de un análisis y una interpretación. Ellas pueden ser descriptas y desagregadas en sus
elementos constitutivos a fin de comprender su funcionamiento. A tales efectos se plantea el
desarrollo de una metodología de análisis que permita el pasaje entre un marco interpretativo y
la observación empírica.
Palabras clave: Servicios de Salud, Políticas Públicas de Salud, Seguridad Social, Programas de
Gobierno.
INTRODUCTION
The research proposal, has been conducted according to the standards of the Graduate
School of the Universidad César Vallejo under a qualitative approach, it is
phenomenological, rational-institutional that, on the analysis of documents of national
and supranational character such as the Millennium Development Goals, the National
Agreement, the Political Constitution of Peru, the pertinent laws and norms, and the
health policies set forth in the National Concerted Health Plan (PNCS) and the
Multiannual Sectoral Strategic Health Plan (PESEM), attempts to test the hypothesis put
forward in reference to the disarticulation of health policies with the governance
approach.(Albar & Miranda, 2020, p. 414)
According to Pérez-Escamilla et al., (2017) in such sense, the aspects of health in general
in a democratic government, public health policies, political actions and health strategies
at the national level are theorized. With which coincides Muñoyerro-Muñiz et al., (2020)
who has determined that, for several years, there have been prestigious institutions that
proposed valid guidelines to establish an integrated and sustainable health policy. Many
of these guidelines have been taken into account in both the PNCS and the PESEM;
however, they have not yet been properly implemented and articulated.
Health according to Cuervo & Bermúdez-Tamayo, (2018) y (Valdés, 2016) is one of the
problems with the highest social incidence in the world, which in poor countries is
usually deficient and of poor quality. Situation, which has had a response from the United
Nations through the Millennium Development Goals (MDGs), which synthesize the goals
and objectives of human development monitoring that must be achieved in the period
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
3
1990- 2015; For Alcántara-Santuario & Marín-Fuentes, (2013) This commitment has
programs agreed upon by all countries and major institutions of the world dedicated to
development, that is, a set of simple but very important objectives that everyone can
understand and support without difficulty.
In this sense (Améríco, 2013, p.80) specifically establishes two policies mark the
attention with regard to health, one is the 13th State Policy, Universal Access to Health
Services and Social Security, which has as its commitment, to ensure the conditions for
universal access to health free of charge, continuous, timely and quality, with priority in
areas of poverty concentration and in the most vulnerable populations.
Promote citizen participation in the management and evaluation of public health services
and the 15th State Policy, Promotion of Food Security and Nutrition, which states the
establishment of a food security policy that allows the availability and access of the
population to sufficient and quality food, to ensure an active and healthy life within a
concept of integral human development.
In this context, the thesis entitled Governance in the Health Sector is developed.
Regarding the formulation of the general problem, it has been established as follows:
How to strengthen the Governance in the Health Sector in articulation with the public
health policy, in relation to the specific problems, they have been established as follows:
specific problem 1
How to apply the norms of Health Governance articulating them with the public health
policy, specific problem 2 How to apply the nodal points of Health Governance
articulating them with the public health policy, and specific problem 3 How does the
interruption of the Governance processes affect the fulfillment of the public health
policy?
Morteruel et al., (2021) justifies the research, it is indicated that governance in the social
sectors, particularly in the health sector, should support innovative and massive public
health management strategies to face the COVID-19 pandemic through health
promotion measures and healthy lifestyles, prevention of contagion and early detection.
The active search for the virus with a focus on risk and with mechanisms such as
sectorization should consider the territory and population as fundamental instruments.
Geolocation and geo-referencing make it possible to break the chain of transmission of
the pandemic. Repullo & Freire, (2016) it is necessary to attend to the healthy, to locate
the carriers with a risk approach and to carry out early detection to avoid contagion.
For Giné et al., (2020); Díaz-Castro et al., (2017) indicates that the focus of attention
should be the community through participatory liaison with community public health
agents who are at the same social base, and their preventive work should be reactivated
in a social and participatory manner.
The community approach involves reducing the number of sick people. The sub-themes
to be addressed in the framework theme are the following:
a) Health governance
b) Recovery of the Ministry of Health's steering role in public health policies.
c) Territorial management through geolocation and geo-referencing that allows to
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
4
break the chain of transmission of the pandemic.
d) Health responsibility and primary health care management.
e) Contagion prevention management.
f) Evaluation of community participation in health.
g) Assessment of healthy lifestyles and determinants of health.
h) New challenges of health policies with the population in times of crisis.
i) Solid health care waste management.
j) Water management.
k) Health education management and social communication in health crises.
l) Management of community health agents. Participation and prevention.
The general objective of the study will be to strengthen governance by articulating it
with public health public policy. The specific objectives are: specific objective 1. to
analyze the norms of Health Governance articulated with the public health policy,
specific objective 2. to explain the nodal points of Health Governance articulated with
the public health policy, and specific objective 3. to analyze the interruption of
Governance processes in the fulfillment of the public health policy. The hypothesis to be
tested will be to explain that the strengthening of governance through strategies and
action plans is articulated to the public health policy with the actors involved.
MATERIALS AND METHODS
According to the approach and consideration of the variables; and, by the type of study,
there are characteristic components and the indispensable conditions to be called a
descriptive-qualitative study.
Approach: Quantitative.
Health management case studies.
In accordance with the purpose to be explored, it is stated that this is a descriptive
study. The study is centered on the positivist paradigm, since it admits only objective
criteria. The approach is qualitative; the impact of results-based management in the
health field is analyzed.
The variables are management by results and public spending in the health sector.
In the study, the population was determined by the institutions that make up the health
sector and that have the capacity to manage the budget.
For the purposes of the research, the sampling will be determined in a probabilistic
manner by convenience and a sample of documents managed at the health management
level will be taken.
The information search methodology consisted of: 1) Collection of studies related to
scientific articles, theses, journals, magazines, publications that have been carried out at
national and international level, 2) In the space of time, the period of time comprising
the search was taken into account with an antiquity of 5 years, 3) In relation to the
information, The information is oriented to the dimensions linked to performance
budgeting and public spending, 5) Be specific with the terms, that they are quick to
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
5
understand for the reader of the literature review, 6) The scientific articles are
explanatory, empirical or applicative studies; and based on this, irrelevant and
unnecessary information was excluded and purified.
Once the search for information was completed, a second selection of articles in the
systematic review was started. It is a virtual tool that aims to store and disseminate,
through its sites, the undergraduate and graduate studies of students and teachers from
different universities. The Network of Ibero-American Scientific Journals, which covers
all areas of knowledge and in which papers related to budgeting for results were
included.
At the end of the research, 20 articles were selected, which were included in the
systematic review, for which the importance of the study and reliability of authors on
the topic to be carried out, dimensions such as budgeting for results and public spending,
which gave priority to national research, were fundamental.
The study was prepared according to the regulations provided by Universidad César
Vallejo, in addition to being original and intellectual property, which are mandatory in
this type of research.
The relevance of the research is that there is no other similar research work to date,
which is based on the analysis of the health system.
RESULTS
The scope of this article is limited to the development of an initial reflection and proposal
for the design of a conceptual-analytical framework for health governance.
For the purposes of its treatment as a scientific concept, governance must refer to a
well-delimited social fact and allow its empirical observation by methodologies and
techniques recognized as scientific. Although for some authors, governance is in a "pre-
scientific" state and its object in the process of definition (Jessop, 2018), this proposal
posits a delimited and observable object. We refer to governance as the processes of
collective action that organize the dynamics of actors and social norms, with which a
society determines its behavior. A society's behavior refers to the way in which decisions
are made and executed in relation to the social whole, and to the arrangements of the
actors among themselves. These processes include actors, collective actions and norms,
both formal and informal.
In order to study governance, an empirical methodology is needed, and this implies first
developing a "governance conceptual framework" (an articulated set of concepts that
has a descriptive or analytical purpose with respect to a given object), which serves as a
reference for the observation process. An analytical framework is a coherent set of
models (schematic representations of a situation) associated with a methodology that
allows the passage between the conceptual framework and the empirical observation.
This proposal defines certain fundamental criteria: the analytical framework has to be
realistic, transdisciplinary, comparative, generalizable, multilevel and reflexive. As
mentioned above, "realistic" refers to its capacity to describe the facts as they are, and
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
6
not as they should be, as opposed to normative perspectives. Transdisciplinary character
refers here to the interactive work of researchers from multiple disciplines, and to the
involvement of stakeholders in the research process. (Aranda & Rodríguez, 2017, p.
766).
If we assume the impossibility of absolute neutrality of researchers and take into account
the multiple references made by different authors on the changes introduced in social
situations by the mere fact of observing them, then researchers are considered as actors.
This implies a reflexive perspective on the part of researchers, which takes into account
their interactions with other actors, and the consequences arising from these contacts.
In order to be comparative and generalizable, this methodology also assumes that several
governance configurations or models and their differentiated effects on a variable
considered as dependent can be measured. This requires the availability of an analytical
framework, empirical measurable indicators and appropriate means of observation.
In the perspective of a chain of interactions, governance is considered as an intermediate
variable. On the one hand, it produces effects on a dependent variable (e.g., the problem
of access to health services), and on the other, it depends on independent variables that
determine it (e.g., the institutional organization of the health system). In turn, it is likely
that governance is only one factor among others that contributes to explaining the
problem under study ("multi-causality").
A central feature of the methodology are the analytical categories or observable
dimensions of governance: actors, social norms, nodal points and processes. Actors are
individuals or groups. Their collective action (agreements or decisions) leads to the
formulation of norms (or rules of the game, or decisions) that guide the actors' behavior
and are modified by collective action. Collective action results from the
interaction/transaction between actors, whether conflictual or cooperative, from the
agreements or decisions that are made and their implementation.
For the purposes of analysis, for a given dependent variable (health budget allocation),
we can identify "nodal points" (or "social interfaces"), physical or virtual spaces (e.g., a
negotiating table, the federal or state health council, etc.), where various processes,
actors and norms converge, producing effects, in isolation or in interaction with others,
on the dependent variable under study.
Processes are successions of states through which the interrelationship between actors,
norms and nodal points pass. Processes, actors and norms can be formal, i.e. recognized
by the authority-bearing actors in the society observed (this recognition is "legal" at the
level of societies endowed with positive law), or informal, defined by the practice of the
actors. Based on the use of the categories of analysis, the methodology aims to identify
how governance influences the selected dependent variables. It attempts to identify
whether there are characteristics of the nodal points that are favorable or unfavorable
to a change in the problem under study. Presents a simplified example that assumes
governance as an independent variable. It is understood that, through the analysis of
nodal points and interaction processes (in this case the interaction of 4 nodal points),
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
7
the specific place of intervention (nodal point B) can be identified to achieve a change in
the problem under study (inequity).
The proposed methodological approach integrates certain fundamental dimensions that
need to be developed as categories of analysis. This section describes the dimensions of
governance: actors, norms, nodal points and processes.
Actors
In a dynamic analysis of governance, where norms guide the behavior of actors and are
modified by collective action, social norms are intimately linked to actors, their behaviors
and interactions and conditioned by their nature, power, interests, ideas and history.
In order to characterize the interrelationships between actors, it is possible to design "a
map of strategic actors", to recognize the complexity and nature of the actors involved,
their expectations, values and strategies, as constitutive factors of the mechanisms
(explicit or implicit) of interaction(Prada Trigo, 2013, p.9).
In this development it is necessary to consider: the characterization of stakeholders and
strategic actors, the resources used by them, and the nature of the transactions involved
in such relationships.
Prats' conceptual development of strategic actor allows us to define it in terms of "any
individual, organization or group with sufficient power resources to prevent or disrupt
the functioning of the rules or procedures for decision-making and collective conflict
resolution". In contrast, interest groups are actors involved in the institutional fabric,
but without sufficient power to determine changes in the rules of the game. This
distinction is based on the capacity and power to exert influence on the functioning of
the institutional framework in question. (Artazcoz et al., 2010, p. 8)
The identification and characterization of the actors involved in each scenario requires
their analytical development, specifying their nature in terms of the following aspects:
Its category or formal level (national, provincial, municipal, non-governmental
organizations);
Its status (formal-informal/visible-invisible);
Their beliefs or ideologies and mental maps;
Modes of expression and action;
Its organizational capacity and internal strength (in relation to coherence or
cohesion as a social and political group or actor);
Its core of formal and actual responsibilities or functions covered;
Its space for intervention in the health system;
Its position (opposing or facilitating) in relation to the program or policy in
question.
The identification of the different types of resources controlled or mobilized by the
actors includes symbolic, monetary, social capital or cultural capital resources. There is
a relationship between actors, resources and power or capacity to influence the nature
of the web of relationships, rules and procedures established. Thus, it is possible to
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
8
recognize associations between the characteristics of actors and the type of resources
involved. The type of resources controlled, their combination by an actor and his ability
to mobilize them according to his own interests enhance his power to determine or
change the rules of the game.
The methodology proposes a situational analysis of the relative power of the actors and
requires a map that weighs the relational situation. It thus seeks to analyze the density
of reciprocal relationships established and the nature of the transactions involved.
The methodology also refers to the study of the nature of the transactions involved,
which may be negotiation, direction, sharing or reciprocity.
Rules. The construction of the rules of the game is a central dimension of governance.
The arrangements between actors explain the institutional framework, which is made
up of various rules (formal and informal) that guide the decisions and/or behavior of its
actors. Rules play a dual role in the analysis of governance: they guide the behavior of
actors and are modified by collective action.
Following Hufty, norms can be of three types, which in turn refer to different levels of
analysis:
First, meta-norms refer to premises or principles that guide the social contract
in its broad sense, defining structural criteria and values.
Secondly, the constitutive norms are those that define the organizational and
institutional mechanisms related to the sectoral functioning of the object or
scenario under analysis.
Thirdly, regulative norms are those that define the rules of conduct that specify
what is appropriate from society's point of view in terms of behavior, what
everyone must or may do.
To analyze the processes of change of social norms, it is suggested to use a matrix that
allows dividing the stages of the process of norm production, analyzing the different
levels, and recognizing the mutual conditioning relationships
Nodal points are understood as the "social interfaces" defined in physical or virtual
spaces (e.g., a negotiation table, the community council, etc.), where various processes,
actors and norms converge, producing effects, in isolation or in interaction with others,
on the dependent variable under study.
The identification of different nodal points, their characterization, relationships and their
effects on the dependent variables make it possible to analyze the existing conditions
(favorable or unfavorable) for a change process. This analysis aims at recognizing the
formal and informal nodal points that are part of the web of decision-making spaces.
Processes are successions of states through which a system passes. They introduce the
historicity of governance models. Thus, it is possible for a given object, or a nodal point,
to identify sequences that make it possible to evaluate the direction in which these
processes evolve and to locate the factors favorable to change. The analysis of change
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
9
processes seeks to identify the patterns of evolution of nodal points, the web of
interactions between actors and their relationship with changes in the rules of the game.
The literature on health system governance reflects a broad frame of reference. A
variety of definitions of health system governance can be found that are based on the
broader concept of governance, and principles and dimensions of good practice for the
health sector have been developed based on these definitions. There is also literature
on the governance of the institutions that make up the health system.
USAID, for example, has argued that health system governance is governance conducted
with the goal of protecting and promoting people's health. Governance involves "(1)
setting strategic direction and objectives; (2) making policies, laws, rules, regulations, or
decisions, and raising and deploying resources to achieve strategic goals and objectives;
and (3) monitoring and ensuring that strategic goals and objectives are met." (López Ruiz
et al., 2018, p.29). WHO included leadership in the concept. Leadership and governance
involves ensuring that a strategic policy framework is in place and is combined with
effective oversight, coalition building, regulation, attention to system design, and
accountability. It requires oversight and guidance of the health system as a whole, not
just the public system, to protect the public interest, which is broader than simply
improving health status.
Subsequently, Siddiqi et al. expanded the list to ten components: strategic vision,
participation and consensus orientation, rule of law, transparency, responsiveness,
equity and inclusion, effectiveness and efficiency, accountability, intelligence and
information, and ethics (Heras-Mosteiro et al., 2016, p. 186)
Not surprisingly, there are a variety of formulations of the functions needed to enable
government to lead and direct the sector, to influence organizations and individuals
involved in the financing, delivery and use of health services and health-related products,
and to influence actors outside the health sector. sector whose actions affect population
health. PAHO developed a list of 11 essential public health functions, while Veillard et
al. described six types of actions needed to perform the governance function. In many
ways, the different lists are very similar, with different degrees of aggregation of
functions.
A team incorporating all the components that have been included in other lists proposes
five broad actions, used as the basis for the development of the work plan in the
following section:
Intelligence generation: information and analysis for decision making
Putting in place levers or tools to implement policies, including the design of health
system organizational structures and their roles, powers and responsibilities; regulatory
design; standard setting; incentives; enforcement and penalties
Collaboration and coalition building across sectors and with external partners.
Ensure accountability by establishing: governance structures, rules and processes for
health sector organizations; independent oversight, monitoring, review and audit
mechanisms; transparent availability and publication of policies, regulations, plans,
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
10
reports, accounts, etc.; and openness to scrutiny by political representatives and civil
society.
Siddiqi et al. took this further by developing a set of questions to assess governance in
the 10 domains that the authors described and illustrated how they could be used to
assess health system governance in Pakistan. This type of approach could be applied to
particular components of the health system, e.g., human resources; health system
financing; health service delivery; or to the system as a whole.
Work on the governance of health institutions rather than the health system in general
refers to oversight and accountability arrangements for health sector institutions, such
as hospitals or insurance agencies. They cover:
The degree of autonomy in decision-making or discretion granted to
The organization's managers, the rules that constrain them,
The incentives that the organization and its managers face to fulfill their mandate,
The organization's oversight and accountability arrangements, and checks and
balances at the top of the organization.
Governance studies and interventions designed to improve governance at this level have
covered, for example, hospitals primary care facilities mandatory social health insurance
funds, central medical stores and the supply chain function for drugs and commodities,
and regulatory agencies and functions, including drugs. regulatory agencies, professional
licensing and disciplinary bodies, hospital accreditation agencies.
Research, analysis and advice on the governance of health sector institutions are often
combined with assessment, advice and capacity building in management, while
recognizing the distinction between management and governance functions. In many
countries, addressing key gaps in management capacity and information systems is often
a prerequisite for improving governance.
The following is an attempt to categorize the types of assistance and identify the different
sources of technical assistance, studies and capacity building for the health sectors in
developing countries delivered under the "governance" label.
Very few health centers have a specific strategy or program aimed at health systems
governance as such. It is more common for their activities and programs to be focused
on political, executive and
The strategies generally adopt a broad definition of governance combined with their
own preferred list of characteristics of good governance, treating good governance as a
desirable goal in its own right. Typically, these strategies adopt a broad definition of
governance combined with their own preferred list of good governance characteristics,
treating good governance as the goal, desirable in its own right. Some of the larger
bilateral agencies have increasingly shifted the focus of their governance programs to
fragile and conflict-affected states in recent years, including USAID, DFID and AusAID.
Some agencies operate multisectoral governance-related programs that may cover the
health sector. This is most common in the case of the World Bank and other multilateral
development banks, which have large public sector management and private sector
development programs that cover at least some aspects of governance. It is also a feature
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
11
of development programs that support cross-sectoral policies of decentralization,
community participation in governance and development, and social accountability. A
variety of agencies (including GIZ, EU, DFID, World Bank, ADB, UNICEF, UNDP)
provide support to individual sectors for the design, implementation or evaluation of
decentralization and community participation in some types of governance activities.
Currently, the World Bank's governance-related strategy and work programs are
primarily driven by its Governance and Public Sector Management group, although the
International Finance Corporation (IFC), a member of the World Bank Group, also
offers a private sector advisory service that "helps companies improve corporate
governance, strengthen risk management," among other things.
Both public and private sector governance work streams have developed and
implemented a number of governance-related diagnostics and interventions in the health
sector. Several bilateral development partners contribute to Bank-administered
governance trust funds that finance health sector governance activities.
Development agencies with health systems programs often also have a governance
component, and most health systems strategies include some activities and objectives
that fall within a broad or narrow definition of governance and leadership. These
programs tend to treat governance interventions as "a means to the end" of achieving
health system objectives, including UHC objectives. USAID, IDB, and World Bank health
system programs and technical advice have addressed "narrow" governance of health
financing institutions and health service delivery institutions and corruption in health
systems, including informal payments and corruption among service providers. Agencies
involved in health sector approaches and supporting the use of government systems to
manage their health development assistance often support activities and objectives
within the broad definition of governance, with a particular focus on capacity building
and accountability of the state at the executive level. branch of government and public
services. DFID, SIDA, the Netherlands, AusAID, the EU and the World Bank commonly
provide public sector management and governance support in these contexts.
Pedro Francke (2001) discusses the health policy guidelines developed in Peru,
highlighting that in the 1990s the supply of health services in first level facilities was
substantially expanded, but without achieving efficiency or effectiveness and far from
equity in access, which calls for immediate substantial changes in health policies, based
on the fact that health is a right of all Peruvians and that fundamental reforms must be
addressed: The democratization of the State, the prioritization of a set of health
programs and services of effectively universal scope to reduce inequities, and the
reorganization of health systems.
Health is a human right recognized in the 1946 Constitution of the World Health
Organization, which states in one of its principles that the enjoyment of the highest
attainable standard of health is one of the fundamental rights of every human being
without distinction of any kind, such as race, religion, political ideology, economic or
social condition, and in the Universal Declaration of Human Rights, article 25 of which
states that everyone has the right to a standard of living adequate for the health and
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
12
well-being of himself and of his family, including food, clothing, housing, medical care and
necessary social services. This right is included in the Peruvian Constitution, which in
Article 7 states that all Peruvians have the right to the protection of their health and in
Article 9 states that the State determines the national health policy and must focus it as
a dimension of development, where health is one of the social dimensions that enables
the improvement of the quality of life of the population.
The right to health has different conceptions in the States, which prioritize some aspects
of health over others, in order to overcome the fragmentation of these with respect to
human rights and overcome the supremacy of civil and political rights over economic,
social and cultural rights and advance in the construction of comprehensive health. Public
policies, according to Peters, are: "the set of activities of government institutions, acting
directly or through agents, and which are aimed at having a determined influence on the
lives of citizens". (Díez et al., 2016, p- 75)
Thus, public policies are the main products of the government's function, which are used
to condition the behavior of a society's agents according to specific objectives.
Politics is an abstraction that in the opinion of M. and G. Dimock "politics is solving
problems in order to satisfy human needs. Politics is also to choose between alternatives,
it is to make decisions; that is, about the content of the norms of action and values to
be promoted, this is equivalent to saying that policy is the norm of conduct, this can
mean, and often means, philosophical and value systems and other equally lofty
abstractions", and adds "in public administration, policy is a process that affects all aspects
of government operations and, as norms and systems are a seamless process, each of its
aspects plays a role that is interrelated with all others" (Aranda & Rodríguez, 2017, p.
760)
For Heras-Mosteiro et al., (2016)the political phenomenon is the result of "any action
that has to do with the control of the state apparatus, with decision-making to impose
beliefs and principles, with the struggle for power in its peaceful or violent form, with
the legitimized authority, with the class struggle, with the legal-political order, with the
theoretical justification of political praxis".
For his part Giné et al., (2020) says that "in general, politics is defined as only the power
that in the State directs or leads, not the one that executes. As the depositary of political
power is generally considered only the one that can carry out an essential change in the
division of state power, internally or externally, on the basis of autonomous decisions,
or strives to possess this power. That is why the activity of subordinate state organs,
which is carried out according to precise rules, does not ordinarily count as politics "p.
3.
To conceptualize what democracy, politics and public policy are, I turn to the traditional
dialogue between Alan and Beth that Roth A. Dahl writes in his text Democracy: A
Citizen's Guide, Dahl refers to democracy as both an ideal and a reality. "Alan says: I
think democracy is the best possible form of government and Beth replies: you must be
crazy to think that the so-called democratic government of this country is the best we
can have, heck, I don't even think it has much democratic in it. Dahl continues, Alan
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
13
refers to democracy as an ideal, while Beth alludes to an effective government generally
called democracy.
Unless Alan and Beth make it clear what meaning each of them is referring to, they will
end up getting entangled in a dialogue of the deaf. I know from long experience how
easy it is to fall into this-even, I regret to say, among colleagues with deep knowledge of
democratic ideals and practices."
Indeed, there is democracy as a concept and as something ideal, and there is also the
democracy that ordinary citizens experience on a daily basis, which is far from what an
ideal or perfect democracy "should be". In the text by Philippe C Schmitter and Ferry
Lynn Karl Karl: What is and what is not democracy? compiled by Sinesio López, Alberto
Adrianzán and Julio Cotler, it is pointed out that "democracies are not necessarily more
efficient economically than other forms of government, they are not necessarily more
efficient administratively, that democracies probably do not appear more orderly,
consensual, stable or governable than the dictatorships they replace".
In this scenario of the ideal and the real of democracy and politics, public policies are
located as a very important tool that tries within the democratic and consensual
guidelines to establish rules and forms of conduct in order to achieve efficiency,
effectiveness and economy in achieving the objectives of government and society.
Hélan Jaworski C., professor at the PUCP, points out as a heterodox approach to the
concept of public policies that, as guidelines that should organize the action of the state,
"they are not chapters of a partisan plan or program, they are not the expression of
electoral promises, nor necessarily the norms approved by the executive and legislative
powers. They may be the above and much more, but by the fact of their existence they
are not even a guarantee of progress or improvement of the national condition. It is
therefore of interest to specify first of all what is public, its space and the way it is
ordered and managed".
Repullo & Freire, (2016) points out that "the confusion between public policy and public
management is one of our most severe problems. Accepting beforehand that the border
between the two terms is very blurred, public policy refers to "what to do" and public
management to "how to do it "p. 6.
As can be seen, there are common elements in these definitions that apply to the field
of public policy. In the first place, public policies are associated with the exercise of the
power conferred on the government to achieve the ends of the State; consequently,
whenever we speak of public policies, we are referring to those that emanate from the
government, in its different instances, such as the ministries, supposedly to achieve the
ends of the State. Secondly, they constitute an imposition of beliefs, values and principles,
regardless of the forms in which they are carried out, on more or less numerous sectors
of the population that at least initially do not share such ideas.
In view of the above, we assume that public policies are those courses of action selected
as part of the strategic planning that the government approves and implements to fulfill
the purposes of the State, which we identify with the national objectives of a nation, in
a given geographical area and for a more or less lasting period of time. Public policies
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
14
are "the framework through which national objectives are channeled into action, i.e., the
principles that are to govern activities".
Patient care and attention
The care process is a set of actions, decisions, activities and tasks that are carried out in
a sequential and orderly manner to achieve an outcome that fully satisfies the
requirements of the intended user. A care process is usually visualized in the form of a
flowchart or diagram, which describes in graphic form the way in which people carry
out their work, the activities and interventions to be followed in different situations. It
is important that comprehensive care is provided in each of the processes performed
by health personnel, as this contributes to the continuous improvement of care.
Comprehensive patient care involves three fundamental elements: it looks at the
individual as a biological, psychological, social and spiritual being; the second element is
that comprehensive care is a process that has an interrelation between the individual
and his or her environment; the third and last element identifies the components of the
environment, which are the social, economic and cultural aspects.
This model of integral patient care is based on three attributes, with the aim of improving
the warmth of health care; these are:
Timeliness: The user's ability to obtain the services he/she requires, without delays that
could put his/her life or health at risk. This characteristic is related to the organization
of the supply of services in relation to demand and to the level of institutional
coordination to manage access to services.
Safety: It is the set of structural elements, processes, instruments and methodologies
based on scientifically proven evidence that tend to minimize the risk of suffering an
adverse event in the health care process or to mitigate its consequences (Portal
Emedoriente, 2016).
CONCLUSIONS
The application of the governance analytical framework in health policy and systems
research aims to achieve a better understanding of the political, social and institutional
processes that determine the formulation and implementation of health programs. The
use of a governance analytical approach seeks to recognize the constitutive and
observable elements of the social processes associated with the policies under study. In
this way, it distances itself from a normative approach based on the prescription of
"ideal" and recommendable institutional models for health policies in Peru.
In order to advance in the development of the analytical framework of health
governance, the conceptual categories described in this article were applied to a
particular case of health research. The use of the categories defined as actors, norms,
nodal points and processes has made it possible to systematize the analysis of the
political and institutional complexity of the insurance implementation process. The
analysis of the nodal points facilitated the methodological ordering and understanding of
the decision-making processes, and made it possible to articulate the analysis of actors,
norms and processes of change.
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
15
Health promotion requires policy makers in all government departments to make health
a central aspect of their policy.
This means that they must consider health implications in all their decisions, and
prioritize policies that prevent people from getting sick or injured.
Health policies should be supported by regulations that combine private sector
incentives with public health objectives, for example, by harmonizing tax policies that
tax harmful or unhealthy products, such as alcohol, tobacco, and foods high in salt, sugars
or fats, with measures to stimulate trade in
other areas. Legislation must also be enacted to support healthy urbanization by
facilitating walking, reducing air and water pollution, and enforcing the mandatory use of
helmets and seat belts.
Health governance requires strengthening health promotion and enabling people to take
greater control of their own health. It encompasses a broad range of social and
environmental interventions aimed at benefiting and protecting individual health and
quality of life by preventing and addressing the root causes of health problems, rather
than focusing solely on treatment and cure.
REFERENCES
Albar, M. J., & Miranda, D. E. (2020). Advocacy for Roma health: in-service training of
professionals from the Seville Health District. Gaceta Sanitaria, 34(4), 411-414.
https://doi.org/10.1016/j.gaceta.2019.07.010
Alcántara-Santuario, A., & Marín-Fuentes, V. (2013). Governance, democracy and
citizenship: their implications with equity and social cohesion in Latin America.
Revista Iberoamericana de Educación Superior, 4(10), 93-112.
https://doi.org/10.1016/s2007-2872(13)71926-7.
Americo, S. V. (2013). Multidimensional water governance: the European Water
Framework Directive. Difficulties in its implementation. Economia Informa, 381,
74-90. https://doi.org/10.1016/s0185-0849(13)71329-x.
Aranda, R., & Rodríguez, I. (2017). Governance of marine living resources through
international law. Anuario Mexicano de Derecho Internacional, 17(1), 751-784.
https://doi.org/10.22201/iij.24487872e.2017.17.11051
Artazcoz, L., Oliva, J., Escribà-Agüir, V., & Zurriaga, Ó. (2010). Health in all policies, a
challenge for public health in Spain. SESPAS Report 2010. Gaceta Sanitaria,
24(SUPPL. 1), 1-6. https://doi.org/10.1016/j.gaceta.2010.10.006.
https://doi.org/10.1016/j.gaceta.2010.10.006.
Cuervo, L. G., & Bermúdez-Tamayo, C. (2018). Development of research for health in
Latin America and the Caribbean. Collaboration, publication and application of
knowledge. Gaceta Sanitaria, 32(3), 206-208.
https://doi.org/10.1016/j.gaceta.2018.03.001.
Díaz-Castro, L., Arredondo, A., Pelcastre-Villafuerte, B. E., & Hufty, M. (2017).
Governance indicators in mental health policies and programs in Mexico: a key
actors' perspective. Gaceta Sanitaria, 31(4), 305-312.
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
16
https://doi.org/10.1016/j.gaceta.2016.08.001.
Díez, E., Aviñó, D., Paredes-Carbonell, J. J., Segura, J., Suárez, Ó., Gerez, M. D., Pérez,
A., Daban, F., & Camprubí, L. (2016). A good investment: health promotion in
cities and neighborhoods. Gaceta Sanitaria, 30, 74-80.
https://doi.org/10.1016/j.gaceta.2016.04.015.
Giné, A., Morteruel, M., & Martín, U. (2020). Incorporating narratives and perceptions
into local health diagnoses: the case of Bilbao. Gaceta Sanitaria, xx, 2-4.
https://doi.org/10.1016/j.gaceta.2020.10.002
Heras-Mosteiro, J., Otero-García, L., Sanz-Barbero, B., & Aranaz-Andrés, J. M. (2016).
Perceptions of female and male primary care physicians in Madrid on adjustment
measures in the public health system. Gaceta Sanitaria, 30(3), 184-190.
https://doi.org/10.1016/j.gaceta.2016.02.003
López, V., Segura, J., Pires, M. P., Malmusi, D., Vergara, M., & Pérez, E. (2018).
Municipalism and community health: transforming through local government.
SESPAS Report 2018. Gaceta Sanitaria, 32, 26-31.
https://doi.org/10.1016/j.gaceta.2018.06.007.
Morteruel, M., Bacigalupe, A., & Moreno, A. (2021). Towards good governance for
health: incorporating the diversity of perceptions around urban health. Gaceta
Sanitaria, xx. https://doi.org/10.1016/j.gaceta.2020.11.003.
https://doi.org/10.1016/j.gaceta.2020.11.003
Muñoyerro-Muñiz, D., Goicoechea-Salazar, J. A., García-León, F. J., Laguna-Téllez, A.,
Larrocha-Mata, D., & Cardero-Rivas, M. (2020). Health record linkage: Andalusian
health population database. Gaceta Sanitaria, 34(2), 105-113.
https://doi.org/10.1016/j.gaceta.2019.03.003.
Pérez-Escamilla, R., Rizzoli-Córdoba, A., Alonso-Cuevas, A., & Reyes-Morales, H.
(2017). Advances in early childhood development: from neurons to big scale
programs. Boletin Medico Del Hospital Infantil de Mexico, 74(2), 86-97.
https://doi.org/10.1016/j.bmhimx.2017.01.007.
Prada, J. (2013). The creativity and economy debate in today's cities and the role of
different actors: some evidence from the case study of Madrid. Investigaciones
Geográficas, Boletín Del Instituto de Geografía, 0(0), 62-75.
https://doi.org/10.14350/rig.40700
Repullo, J. R., & Freire, J. M. (2016). Implementing strategies to improve the
institutional governance of the National Health System. Gaceta Sanitaria, 30, 3-8.
https://doi.org/10.1016/j.gaceta.2016.04.016.
Valdés, J. L. (2016). Globalization vs. Sovereignty: Governance, War, or Progress, and
World Order. North America, 07-43. https://doi.org/10.20999/nam.2015.b001
e-ISSN: 2576-0971. January - March Vol. 6 - 1 - 2022 . http://journalbusinesses.com/index.php/revista
17